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Carlyle Group Inc. — Director's Dealing 2020
Aug 5, 2020
30240_dirs_2020-08-05_ec33a9ff-121e-4a8c-ab7e-e15c8994e2c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2020-08-03
Reporting Person: Finn Christopher (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-03 | Common Stock | S | 60733 | $27.80 | Disposed | 588244 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 313937 | Indirect |
| Common Stock | 13595 | Indirect |
Footnotes
F1: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.
F2: These securities are held in a limited liability company of which the reporting person is the manager.
F3: These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the securities.