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Carlyle Group Inc. Director's Dealing 2020

Nov 3, 2020

30240_dirs_2020-11-02_600347a9-ad70-4ba6-aa5e-e78ac18b102a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2020-11-01

Reporting Person: LEE KEWSONG (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-01 Common Stock A 5489 $0.00 Acquired 2583878 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 495814 Indirect

Footnotes

F1: These securities are restricted stock unit awards. These securities will vest 100% on May 1, 2021, subject to the reporting person's continued service at the company on the vesting date.

F2: Such shares of common stock are held in a grantor retained annuity trust.