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Carlyle Group Inc. Director's Dealing 2020

Dec 5, 2020

30240_dirs_2020-12-04_c354cd9b-a45e-46d4-ac5b-c669a91e91d9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2020-12-02

Reporting Person: D'Aniello Daniel A. (Director, Founder and Chairman Emeritus, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-02 Common Stock G 209828 $0.00 Disposed 43987102 Direct
2020-12-02 Common Stock G 209828 $0.00 Acquired 495542 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 17000 Indirect

Footnotes

F1: Reflects a gift of securities from the reporting person to a trust for the benefit of the reporting person's family.

F2: Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.

F3: Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities.