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Carlyle Group Inc. — Director's Dealing 2020
Dec 5, 2020
30240_dirs_2020-12-04_c354cd9b-a45e-46d4-ac5b-c669a91e91d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2020-12-02
Reporting Person: D'Aniello Daniel A. (Director, Founder and Chairman Emeritus, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-02 | Common Stock | G | 209828 | $0.00 | Disposed | 43987102 | Direct |
| 2020-12-02 | Common Stock | G | 209828 | $0.00 | Acquired | 495542 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17000 | Indirect |
Footnotes
F1: Reflects a gift of securities from the reporting person to a trust for the benefit of the reporting person's family.
F2: Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.
F3: Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities.
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