Carlyle Group Inc. — Director's Dealing 2019

Mar 29, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Carlyle Group L.P. (CG)
CIK: 0001527166
Period of Report: 2019-03-19

Reporting Person: Finn Christopher (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Units	366106	Direct
Common Units	313937	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Carlyle Holdings partnership units	$		Common Units representing limited partnership interests (194693)		Direct
Carlyle Holdings partnership units	$		Common Units representing limited partnership interests (13595)		Indirect

Footnotes

F1: Of these 366,106 securities, 54,381 are common units and 311,725 are deferred restricted common units. Of the 311,725 deferred restricted common units, 109,220 are scheduled to vest on August 1, 2019, 122,644 are scheduled to vest on August 1, 2020, 56,937 are scheduled to vest on August 1, 2021 and 22,924 are scheduled to vest on August 1, 2022, provided that the reporting person continues to provide services to the issuer.

F2: These common units are held in a limited liability company of which the reporting person is the manager.

F3: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings are exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis.

F4: Such Carlyle Holdings partnership units are held by a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the units.