Carlyle Group Inc. — Director's Dealing 2019

Nov 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carlyle Group L.P. (CG)
CIK: 0001527166
Period of Report: 2019-11-01

Reporting Person: LEE KEWSONG (Director, Co-Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-01	Common Units	A	4137	$0.00	Acquired	2204330	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Units	643238	Indirect

Footnotes

F1: These securities are deferred restricted common unit awards. These securities will vest 100% on May 1, 2020, subject to the reporting person's continued service at the company on the vesting date.

F2: Reflects an adjustment to the number of units directly owned by the reporting person that was inadvertently previously reported on the last Form 4 as 2,220,193 units rather than 2,200,193 units.

F3: Such common units are held in a grantor retained annuity trust.