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Carlyle Group Inc. — Director's Dealing 2018
Feb 6, 2018
30240_dirs_2018-02-05_ff8c4da1-1538-4247-b410-59ed0a7fa7a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Carlyle Group L.P. (CG)
CIK: 0001527166
Period of Report: 2018-02-01
Reporting Person: CLARE PETER J (Director, Co-Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-01 | Common Units | A | 500000 | $0.00 | Acquired | 527381 | Direct |
| 2018-02-01 | Common Units | A | 100000 | $0.00 | Acquired | 627381 | Direct |
| 2018-02-01 | Common Units | A | 5803 | $0.00 | Acquired | 633184 | Direct |
Footnotes
F1: These securities are deferred restricted common unit awards. These securities will vest 25% on February 1, 2019, an additional 25% on February 1, 2020, an additional 25% on February 1, 2021 and the remaining 25% on February 1, 2022, subject to the reporting person's continued service at the company on the applicable vesting date.
F2: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date.
F3: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date.