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Carlyle Group Inc. Director's Dealing 2018

Feb 6, 2018

30240_dirs_2018-02-05_0358d07d-e929-4be2-ae9f-7f2bdd981149.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carlyle Group L.P. (CG)
CIK: 0001527166
Period of Report: 2018-02-01

Reporting Person: LEE KEWSONG (Director, Co-Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-01 Common Units A 1250000 $0.00 Acquired 2264294 Direct
2018-02-01 Common Units A 100000 $0.00 Acquired 2364294 Direct
2018-02-01 Common Units A 5803 $0.00 Acquired 2370097 Direct

Footnotes

F1: These securities are deferred restricted common unit awards. These securities will vest 20% on February 1, 2019, an additional 20% on February 1, 2020, an additional 20% on February 1, 2021, an additional 20% on February 1, 2022 and the remaining 20% on February 1, 2023, subject to the terms and conditions set forth in such award agreement.

F2: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date.

F3: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date.