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Carlyle Group Inc. — Director's Dealing 2015
Jun 5, 2015
30240_dirs_2015-06-05_2bf7822b-4843-4762-98f9-5b81217218bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Carlyle Group L.P. (CG)
CIK: 0001527166
Period of Report: 2015-06-05
Reporting Person: D'Aniello Daniel A. (Director, Chairman)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-10 | Carlyle Holdings partnership units | $ | D | 1000000 | Disposed | Common Units Representing limited partnership interests (1000000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Carlyle Holdings partnership units | $ | Common Units Representing limited partnership interests (285714) | 285714 | Indirect |
Footnotes
F1: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings are exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis.
F2: The reporting person sold to the issuer the number of Carlyle Holdings partnership units set forth above at a price per Carlyle Holdings partnership unit of $30.07, which represents the price at which the issuer's common units were sold in the issuer's public offering.
F3: Such Carlyle Holdings partnership units are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the units.