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Carlyle Group Inc. — Director's Dealing 2014
Dec 30, 2014
30240_dirs_2014-12-30_7650bffe-de5d-4bbd-9cd2-5012c05bce93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CommunityOne Bancorp (COB)
CIK: 0000764811
Period of Report: 2014-12-30
Reporting Person: Carlyle Group Management L.L.C. (10% Owner)
Reporting Person: Carlyle Group L.P. (10% Owner)
Reporting Person: Carlyle Holdings II GP L.L.C. (10% Owner)
Reporting Person: Carlyle Holdings II L.P. (10% Owner)
Reporting Person: TC Group Cayman Investment Holdings, L.P. (10% Owner)
Reporting Person: TC Group Cayman Investment Holdings Sub L.P. (10% Owner)
Reporting Person: Carlyle Financial Services, Ltd. (10% Owner)
Reporting Person: TCG Financial Services, L.P. (10% Owner)
Reporting Person: Carlyle Financial Services Harbor, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-30 | Common stock, no par value per share | P | 842063 | $10.56 | Acquired | 5772376 | Indirect |
Footnotes
F1: The number of shares presented herein reflects the effectiveness of a one-for-one hundred reverse stock split on October 31, 2011.
F2: Carlyle Financial Services Harbor, L.P. is the record holder of these shares. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services Harbor, L.P. Each of such reporting persons expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.