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Carlyle Group Inc. — Director's Dealing 2014
Mar 10, 2014
30240_dirs_2014-03-10_d592cb0c-cfe3-4854-b692-779303b56e22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Carlyle Group L.P. (CG)
CIK: 0001527166
Period of Report: 2014-03-10
Reporting Person: Ferguson Jeffrey W. (General Counsel)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-10 | Carlyle Holdings partnership units | $ | D | 57955 | Disposed | Common Units Representing limited partnership interests (57955) | Direct |
Footnotes
F1: Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings are exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis.
F2: The reporting person sold to the issuer the number of Carlyle Holdings partnership units set forth above at a price per Carlyle Holdings partnership unit of $32.629, which represents the $33.50 offering price at which the issuer's common units were offered in the issuer's public offering less the underwriting discount of $0.871 per unit.