CareTrust REIT, Inc. — Director's Dealing 2021

Feb 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CareTrust REIT, Inc. (CTRE)
CIK: 0001590717
Period of Report: 2021-02-05

Reporting Person: Stapley Gregory K. (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-05	Common Stock	F	10003	$23.48	Disposed	387116	Direct
2021-02-06	Common Stock	F	13692	$23.48	Disposed	373424	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	527537	Indirect
Common Stock	14336	Indirect
Common Stock	14336	Indirect

Footnotes

F1: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon vesting of restricted stock granted to the Reporting Person.

F2: These shares are directly owned by the Stapley Family Trust dated 4/25/2006 and indirectly by Gregory K. Stapley as Trustee of the Trust. Gregory K. Stapley is an officer of the Issuer.

F3: These shares are directly owned by Deborah Stapley as custodian for the minor children of Gregory K. Stapley and Deborah Stapley under the California Uniform Transfers to Minors Act. Gregory K. Stapley is an officer of the Issuer. The Reporting Person disclaims beneficial ownership of the shares owned by his children, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or any other purpose.

F4: These shares are directly owned by Gregory K. Stapley's adult son. Gregory K. Stapley is an officer of the Issuer. The Reporting Person disclaims beneficial ownership of the shares owned by his son, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or any other purpose.