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Cardlytics, Inc. — Director's Dealing 2020
May 29, 2020
33956_dirs_2020-05-29_4b5a75b9-fdc4-4ae2-a1d2-b4a3aeb6f4b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2020-05-28
Reporting Person: SOMERS KIRK (Chief Legal & Privacy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-28 | Common Stock | M | 13108 | $20 | Acquired | 88525 | Direct |
| 2020-05-28 | Common Stock | M | 917 | $20 | Acquired | 89442 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-28 | Employee Stock Option (Right to Buy) | $20.0 | M | 13108 | Disposed | 2026-08-02 | Common Stock (13108.0) | Direct |
| 2020-05-28 | Employee Stock Option (Right to Buy) | $20.0 | M | 917 | Disposed | 2026-12-06 | Common Stock (917.0) | Direct |
Footnotes
F1: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on June 15, 2017 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.
F2: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on December 6, 2017 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.