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Cardlytics, Inc. — Director's Dealing 2020
Jul 21, 2020
33956_dirs_2020-07-20_6cfa521b-1b64-491a-b5a0-f4791b8358fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2020-07-16
Reporting Person: Christiansen Andrew (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-16 | Common Stock | M | 4707 | $24.48 | Acquired | 15420 | Direct |
| 2020-07-16 | Common Stock | S | 4707 | $79 | Disposed | 10713 | Direct |
| 2020-07-20 | Common Stock | M | 2518 | $24.48 | Acquired | 13231 | Direct |
| 2020-07-20 | Common Stock | S | 2518 | $79 | Disposed | 10713 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-16 | Employee Stock Option (Right to Buy) | $24.48 | M | 4707 | Disposed | 2027-04-01 | Common Stock (4707.0) | Direct |
| 2020-07-20 | Employee Stock Option (Right to Buy) | $24.48 | M | 2518 | Disposed | 2027-04-01 | Common Stock (2518.0) | Direct |
Footnotes
F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.
F2: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on April 1, 2018 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.