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Cardlytics, Inc. — Director's Dealing 2020
May 23, 2020
33956_dirs_2020-05-22_5b3170d3-1c8c-4c5f-8662-669244049d64.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2020-05-20
Reporting Person: Grimes Scott D. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-20 | Common Stock | M | 355 | — | Acquired | 215075 | Direct |
| 2020-05-21 | Common Stock | S | 150 | $67.8301 | Disposed | 214925 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-20 | Restricted Stock Units | $ | A | 355 | Acquired | Common Stock (355.0) | Direct | |
| 2020-05-20 | Restricted Stock Units | $ | M | 355 | Disposed | Common Stock (355.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 129112 | Indirect |
Footnotes
F1: Includes 289 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.
F2: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on May 20, 2020.
F3: The reportable securities are held by the 2013 Scott Grimes GRAT UAD.
F4: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.
F5: The RSUs are immediately vested.
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