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Cardlytics, Inc. — Director's Dealing 2020
May 23, 2020
33956_dirs_2020-05-22_bf8b299c-72a5-4094-a135-5ba97776b3c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2020-05-20
Reporting Person: Laube Lynne Marie (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-20 | Common Stock | M | 355 | — | Acquired | 283645 | Direct |
| 2020-05-21 | Common Stock | S | 100 | $67.6701 | Disposed | 283545 | Direct |
| 2020-05-22 | Common Stock | S | 1000 | $68.46 | Disposed | 16565 | Indirect |
| 2020-05-22 | Common Stock | S | 1000 | $68.46 | Disposed | 16565 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-20 | Restricted Stock Units | $ | A | 355 | Acquired | Common Stock (355.0) | Direct | |
| 2020-05-20 | Restricted Stock Units | $ | M | 355 | Disposed | Common Stock (355.0) | Direct |
Footnotes
F1: Includes 289 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.
F2: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on May 20, 2020.
F3: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.
F4: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.
F5: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.
F6: The RSUs are immediately vested.