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Cardlytics, Inc. — Director's Dealing 2020
May 28, 2020
33956_dirs_2020-05-28_a15a4d38-b4bf-4a6d-b0d0-33880f63216f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2020-05-27
Reporting Person: Adams David Leslie (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-27 | Common Stock | M | 5000 | $20 | Acquired | 28972 | Direct |
| 2020-05-27 | Common Stock | S | 5000 | $64.38 | Disposed | 23972 | Direct |
| 2020-05-28 | Common Stock | M | 5000 | $20 | Acquired | 28972 | Direct |
| 2020-05-28 | Common Stock | S | 5000 | $65.01 | Disposed | 23972 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-27 | Stock Option (Right to Buy) | $20.0 | M | 5000 | Disposed | 2026-06-15 | Common Stock (5000.0) | Direct |
| 2020-05-28 | Stock Option (Right to Buy) | $20.0 | M | 5000 | Disposed | 2026-06-15 | Common Stock (5000.0) | Direct |
Footnotes
F1: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.111, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: Fully vested.
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