Cardlytics, Inc. — Director's Dealing 2020

Nov 11, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2020-11-06

Reporting Person: Christiansen Andrew (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-06	Common Stock	S	3725	$89.30	Disposed	8442	Direct
2020-11-09	Common Stock	M	408	—	Acquired	8850	Direct
2020-11-09	Common Stock	S	112	$100.40	Disposed	8738	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-09	Restricted Stock Units	$	A	408	Acquired		Common Stock (408.0)	Direct
2020-11-09	Restricted Stock Units	$	M	408	Disposed		Common Stock (408.0)	Direct

Footnotes

F1: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $89.06 to $89.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on November 9, 2020.

F4: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $100.2907 to $100.405, inclusive.

F5: The RSUs are immediately vested.