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Cardlytics, Inc. — Director's Dealing 2020
Nov 11, 2020
33956_dirs_2020-11-10_30170e80-207e-4118-9784-3aaaa86fec98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2020-11-09
Reporting Person: Laube Lynne Marie (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | M | 583 | — | Acquired | 299571 | Direct |
| 2020-11-09 | Common Stock | S | 237 | $100.41 | Disposed | 299334 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | Restricted Stock Units | $ | A | 583 | Acquired | Common Stock (583.0) | Direct | |
| 2020-11-09 | Restricted Stock Units | $ | M | 583 | Disposed | Common Stock (583.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14565 | Indirect |
| Common Stock | 14565 | Indirect |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent
F2: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on November 9, 2020.
F3: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.
F4: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.
F5: The RSUs are immediately vested.