Cardlytics, Inc. — Director's Dealing 2018

Feb 15, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cardlytics, Inc. (CDLX)
CIK: 0001666071
Period of Report: 2018-02-13

Reporting Person: SOMERS KIRK (Chief Legal & Privacy Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-13	Common Stock	C	3870	—	Acquired	3870	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-13	Restricted Stock Unit	$	M	921	Disposed		Series G' Redeemable Convertible Preferred Stock (921)	Direct
2018-02-13	Series G' Redeemable Convertible Preferred Stock	$	M	921	Acquired		Common Stock (921)	Direct
2018-02-13	Restricted Stock Unit	$	M	1862	Disposed		Series G' Redeemable Convertible Preferred Stock (1862)	Direct
2018-02-13	Series G' Redeemable Convertible Preferred Stock	$	M	1862	Acquired		Common Stock (1862)	Direct
2018-02-13	Restricted Stock Unit	$	M	1087	Disposed		Series G' Redeemable Convertible Preferred Stock (1087)	Direct
2018-02-13	Series G' Redeemable Convertible Preferred Stock	$	M	1087	Acquired		Common Stock (1087)	Direct
2018-02-13	Series G' Redeemable Convertible Preferred Stock	$	C	3870	Disposed		Common Stock (3870)	Direct

Footnotes

F1: Each share of Series G' Redeemable Convertible Preferred Stock converted into the Issuer's Common Stock on a one-for-one basis upon the Issuer's initial public offering and has no expiration date.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Series G' Redeemable Convertible Preferred Stock.

F3: The RSUs vested upon the completion of the Issuer's initial public offering.