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CARBONXT GROUP LIMITED — Major Shareholding Notification 2023
Feb 28, 2023
64640_rns_2023-02-28_c2d2922d-c3d1-49cf-9786-aa82aeedece0.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme CARBONXT GROUP (CG1)
ACN/ARSN 097 247 464
1. Details of substantial holder (1)
Regal Funds Management Pty Ltd and its associates (see
Name
Annexure 1)
-
ACN/ARSN (if applicable)
The holder ceased to be a substantial holder on
27/02/2023
The previous notice was given to the company on 12/12/2022
The previous notice was dated 8/12/2022
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the
company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of Person whose relevant Consideration given in relation Class (6) and number of Person's votes
change interest changed Nature of change (4) to change(5) securities affected affected
See Annexure 2
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with,
the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
NOT APPLICABLE
4. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE,
REGAL FUNDS MANAGEMENT PTY LIMITED
SYDNEY NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE,
REGAL PARTNERS LIMITED
SYDNEY NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 1/03/2023
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme CARBONXT GROUP (CG1)
ACN/ARSN 097 247 464
1. Details of substantial holder (1)
Regal Funds Management Pty Ltd and its associates (see
Name
Annexure 1)
-
ACN/ARSN (if applicable)
The holder ceased to be a substantial holder on
27/02/2023
The previous notice was given to the company on 12/12/2022
The previous notice was dated 8/12/2022
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the
company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of Person whose relevant Consideration given in relation Class (6) and number of Person's votes
change interest changed Nature of change (4) to change(5) securities affected affected
See Annexure 2
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with,
the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
NOT APPLICABLE
4. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE,
REGAL FUNDS MANAGEMENT PTY LIMITED
SYDNEY NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE,
REGAL PARTNERS LIMITED
SYDNEY NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 1/03/2023
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Annexure 1
Details of Substantial Holders
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ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
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Annexure 2
Changes in Relevant Interests
| Consideration | Number | Number | ||||||
|---|---|---|---|---|---|---|---|---|
| given in | of | Persons | ||||||
| Nature of | relation to | securities | Class of | votes | ||||
| Date | Person whose relevant interest changed | Change | change | affected | securities | affected | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 20/12/2022 | Management Pty Limited) | Sell | 667.32 | 8040 | Ordinary | 8040 | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 21/12/2022 | Management Pty Limited) | Sell | 6042.95 | 76493 | Ordinary | 76493 | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 23/12/2022 | Management Pty Limited) | Sell | 65520.00 | 900000 | Ordinary | 900000 | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 29/12/2022 | Management Pty Limited) | Sell | 14805.00 | 210000 | Ordinary | 210000 | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 5/01/2023 | Management Pty Limited) | Sell | 4138.58 | 54455 | Ordinary | 54455 | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 10/01/2023 | Management Pty Limited) | Sell | 1959.59 | 25123 | Ordinary | 25123 | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 10/01/2023 | Management Pty Limited) | Sell | 1185.00 | 15000 | Ordinary | 15000 | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 9/02/2023 | Management Pty Limited) | Sell | 12070.00 | 170000 | Ordinary | 170000 | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 13/02/2023 | Management Pty Limited) | Sell | 2580.84 | 35845 | Ordinary | 35845 | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 23/02/2023 | Management Pty Limited) | Sell | 34000.00 | 500000 | Ordinary | 500000 | ||
| Regal Funds Management Pty Limited (and Regal | ||||||||
| Partners Limited by virtue of control of Regal Funds | ||||||||
| 27/02/2023 | Management Pty Limited) | Sell | 46200.00 | 700000 | Ordinary | 700000 |