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Capstone Holding Corp. Director's Dealing 2016

Aug 15, 2016

35323_dirs_2016-08-15_120b7c9b-c3cd-4c73-bd81-6f93d71c24c9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capstone Therapeutics Corp. (CAPS)
CIK: 0000887151
Period of Report: 2016-08-12

Reporting Person: MILLER LLOYD I III (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-12 Common Stock S 16000 $0.055 Disposed 5828968 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 472792 Indirect
Common Stock 90344 Indirect
Common Stock 641218 Indirect
Common Stock 724100 Indirect
Common Stock 58967 Direct

Footnotes

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.