AI assistant
Capstone Holding Corp. — Director's Dealing 2013
Jan 30, 2013
35323_dirs_2013-01-29_5bc684a7-7637-426f-9584-b55557f0864a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Capstone Therapeutics Corp. (CAPS)
CIK: 0000887151
Period of Report: 2013-01-25
Reporting Person: MILLER LLOYD I III (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-25 | Common Stock | J | 362050 | $0.00 | Acquired | 724100 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 472792 | Indirect |
| Common Stock | 90344 | Indirect |
| Common Stock | 641218 | Indirect |
| Common Stock | 4412468 | Indirect |
| Common Stock | 58967 | Direct |
Footnotes
F1: As a result of liquidating distributions of various assets to other members of the LLC, the reporting person's pecuniary interest in shares of the issuer has increased by 362,050 shares.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
F3: Milfam NG LLC changed its legal entity name to LIMFAM LLC.