Capstone Holding Corp. — Director's Dealing 2013

Aug 1, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Capstone Therapeutics Corp. (CAPS)
CIK: 0000887151
Period of Report: 2013-07-30

Reporting Person: MILLER LLOYD I III (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-07-30	Common Stock	P	1139000	$0.20	Acquired	5851468	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	472792	Indirect
Common Stock	90344	Indirect
Common Stock	545462	Indirect
Common Stock	95756	Indirect
Common Stock	724100	Indirect
Common Stock	58967	Direct

Footnotes

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

F2: On December 5, 2012, 545,462 securities held by Milgrat (Q8) were transferred to Trust C. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.