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Capstone Holding Corp. — Director's Dealing 2012
Jan 3, 2012
35323_dirs_2012-01-03_ca75dc05-8c1a-4631-b4e3-defe6fdebb7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Capstone Therapeutics Corp. (CAPS)
CIK: 0000887151
Period of Report: 2012-01-01
Reporting Person: WHITE AUGUSTUS A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-01 | Common Stock | A | 10000 | — | Acquired | 189031 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-01 | Stock Option (Right to Buy) | $0.26 | A | 10000 | Acquired | 2022-01-01 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8846 | Indirect |
Footnotes
F1: Represents 10,000 shares of restricted stock issued pursuant to the Capstone Therapeutics Corp.
2005 Equity Incentive Plan, which are subject to a risk of forfeiture until vesting on 1-2-2013.
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