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CAPRICORN METALS LTD Major Shareholding Notification 2025

Jan 27, 2025

64670_rns_2025-01-27_92c63710-f3b6-4ea8-88b8-f156eb4e56a9.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
The holder ceased to be a substantia
The previous notice was given to the
The previous notice was dated
Capricorn Metals Ltd
121 700 105
First Sentier Inves tors Holdings PtyLimited ACN 630 725 558 and its related bodies corporate or associates listed in annexure A
630 725 558
l holder on
company on
24-01-2025
16-01-2025
13-01-2025

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (4)
Consideration
given in relation
to change (5)
Class (6) and
number of
securities
affected
Person's votes
affected
See annexure B to this
notice

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
First Sentier Investors RQI Pty Ltd ACN 133 312 017 Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000,
Australia
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000,
Australia
Mitsubishi UFJ Financial Group 1-4-5, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

print name
sign here

capacity
Rachel Lim
Company Secretary

date
28-01-2025

24-01-2025

Annexure A

This is Annexure A referred to in Form 605, Notice of ceasing to be a substantial holder dated

==> picture [58 x 33] intentionally omitted <==

Rachel Lim Company Secretary
SCHEDULE
First Sentier Investors (Malta) Limited (Company Code C41267)
First Sentier Investors (Malta) Holdings Limited (Company Code C41260)
CFSIM Limited (Company No. 00153197)
First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413)
First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595)
First Sentier Investors (Australia) IM Ltd (ACN 114 194 311)
First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926)
First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294)
First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399)
First Sentier Investors (Australia) RE Ltd (ACN 006 464 428)
First Sentier Investors Asia Holdings Limited (ACN 054 571 701)
First Sentier Investors RQI Pty Ltd (ACN 133 312 017)
First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314)
First Sentier Infrastructure Managers (International) Limited (Company No. 298444)
First Sentier Investors (UK) IM Limited (Company No. SC047708)
First Sentier Investors (UK) Services Limited (Company No. 03904320)
First Sentier Investors (Hong Kong) Limited (CR No. 11541926)
First Sentier Investors (Ireland) Limited (Company No. 629188)
First Sentier Investors (Japan) Limited (Company No. 0104-01-093090)
First Sentier Investors (Singapore) (Company No. 196900420D)
First Sentier Investors UK Holdings Limited (Company No. 03904310)
First Sentier Investors (UK) Funds Limited (Company No. 02294743)
First Sentier Investors (Luxembourg) Infrastructure (B) GP
S.A.R.L (Company No. B262476)
First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117)
First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z)
First Sentier Investors International IM Limited (Company No. SC079063)
First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 11541934)
FSIB LTD (Registration No. 26193)
Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486)
Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770)
SI Holdings Limited (Company No. SC109439)
First Sentier Investors (Hong Kong) AMC Limited (CR NO. 20492095)
First Sentier Investors
(Luxembourg) EDIF III GP S.A.R.L (Company No. B238701)
First Sentier Investors EU Holdings Limited (Company No. 727873)
AlbaCore Capital Group Limited (Company No. 727871)
AlbaCore Capital Limited (Company No. 581750)
AlbaCore Capital (UK) Limited (Company No. 10220978)
AlbaCore Capital LLP (Company No. OC412196)
FSSA Holdings Limited (Company No. UEN 202418662W)
FSSA (Singapore) Limited (Company No. UEN 202421579R)

Dated the 28-01-2025

Annexure B

This is Annexure B referred to in Form 605, Notice of ceasing to be substantial holder dated

24-01-2025

==> picture [59 x 34] intentionally omitted <==

Rachel Lim

Company Secretary

Dated the 28-01-2025

Date of change Person whose relevant interest Nature of change Consideration given
in relation to change
Class and number of securities affected Class and number of securities affected Person's votes
affected
15-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Purchase 32,702.84 4,691 Fully Paid ordinary shares 4,691
16-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Purchase 33,373.59 4,737 Fully Paid ordinary shares 4,737
16-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Purchase 1,205.52 171 Fully Paid ordinary shares 171
17-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Purchase 52,028.62 7,275 Fully Paid ordinary shares 7,275
20-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Purchase 1,375.53 192 Fully Paid ordinary shares 192
21-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 5,819.65 817 Fully Paid ordinary shares 817
22-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 55,751.90 7,793 Fully Paid ordinary shares 7,793
23-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 283,636.26 39,166 Fully Paid ordinary shares 39,166
23-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 122,909.53 16,972 Fully Paid ordinary shares 16,972
23-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 237,346.03 32,774 Fully Paid ordinary shares 32,774
23-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 45,500.86 6,283 Fully Paid ordinary shares 6,283
23-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 373,037.51 51,511 Fully Paid ordinary shares 51,511
23-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 133,236.48 18,398 Fully Paid ordinary shares 18,398
23-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 95,998.63 13,256 Fully Paid ordinary shares 13,256
24-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 219,216.33 29,371 Fully Paid ordinary shares 29,371
24-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 541,991.50 72,617 Fully Paid ordinary shares 72,617
24-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 72,524.77 9,717 Fully Paid ordinary shares 9,717
24-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 202,102.07 27,078 Fully Paid ordinary shares 27,078
24-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 227,254.74 30,448 Fully Paid ordinary shares 30,448
24-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 159,618.69 21,386 Fully Paid ordinary shares 21,386
24-01-2025 First Sentier Investors (Australia) IM
Ltd ACN 114 194 311
Sale 79,070.44 10,594 Fully Paid ordinary shares 10,594