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CAPRICORN METALS LTD Major Shareholding Notification 2016

Feb 29, 2016

64670_rns_2016-02-29_0729478f-4030-46a9-ac1a-39204545f3b3.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme CAPRICORN METALS LTD

ACN/ARSN 121 700 105

1. Details of substantial

holder(1)

Name GUY F M LE CLEZIO ACN/ARSN (if applicable)

The holder ceased to be a 03/02/2016 substantial holder on The previous notice was given to 04/12/2014 the company on The previous notice was dated 04/12/2014

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

Date of change Person whose Nature of change (4) Nature of change (4) Consideration given in Class (6) and number Person’s votes
relevant interest relation to change (5) of securities affected affected
changed
03/02/2016 RUNNING DILUTION FROM SHARE N/A ORD 10,690,513 10,690,513
WATER LTD ISSUE
03/02/2016 G F M LECLEZIO DILUTION FROM SHARE N/A ORD 5,753,763 5,753,763
ISSUE
3. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial
holder in relation to voting interests in the company or scheme are as follows:
Name andACN/ARSN(ifapplicable) Nature ofassociation

4. Addresses

The addresses of persons named in this form are:

Name Address
All Persons 221 Broome Street, CottesloeWA6011
Signature print name
Guy F M Le Clezio Capacity: Self
sign here
date 01 / 03 / 2016