CAPRICORN METALS LTD — Director's Dealing 2020

Nov 18, 2020

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CAPRICORN METALS LTD ABN 84 121 700 105

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Mark Clark
Date of last notice	6 November 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest	Samoz Pty Ltd (“Samoz”)
(including registered holder)	Director & Beneficiary of Trust
Note: Provide details of the circumstances giving rise to therelevant interest.	Mark Clark Superannuation Pty Ltd (‘MCS”)
	<Mark Clark Super Fund A/C>
	Director & Beneficiary
	Sarah Anne Clark (“SAC”)
	Spouse
Date of change	18 November 2020
No. of securities held prior to change	Samoz: 13,956,132 ordinary shares, 8,000,000 unquoted options
	exercise price $0.60 per share expiry date 30 August 2022
	MCS: 12,000 ordinary shares
	SAC: 40,000 ordinaryshares
Class	Ordinaryshares
Number acquired	43,868
Number disposed	NIL
Value/Consideration	$73,093
Note: If consideration is non-cash, provide details and
estimated valuation
No. of securities held after change	Samoz: 14,000,000 ordinary shares, 8,000,000 unquoted options
	exercise price $0.60 per share expiry date 30 August 2022
	MCS: 12,000 ordinary shares
	SAC: 40,000 ordinaryshares
Nature of change	On market purchases
Example: on-market trade, off-market trade, exercise of
options, issue of securities under dividend reinvestment plan,
participation in buy-back

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

art 2 – Change oote: In the case of a company,	f director’s interests ininterests which come within paragraph (ii)	contractsof the definition of “notifia	ble interest of a director”	ble interest of a director”	should be disclosed in t	his part.	his part.
Detail of contrac	t			N/A
Nature of interest
Name of registered holder(if issued securities)
**Date of change **
No. and class of securities to which interest related prior tochangeNote: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/ConsiderationNote: If consideration is non-cash, provide details and an estimated valuation
Interest after change

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed abovetraded during a+closed period where prior written clearancewas required?	No
If so, was prior written clearance provided to allow the trade toproceed during this period?	N/A
If prior written clearance was provided, on what date was thisprovided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011