CAPRICORN METALS LTD — Director's Dealing 2017

Apr 20, 2017

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CAPRICORN METALS LTD ABN 84 121 700 105

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	GUY F.M LECLEZIO
Date of last notice	30 NOVEMBER 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	INDIRECT
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	GUY FRANCOIS LECLEZIO Trustee & Beneficiary RUNNING WATER LTD Director & Shareholder
**Date of change **	20 APRIL 2017
No. of securities held prior to change	DIRECT 4,741,903 ORDINARY SHARES 1,000,000 $0.20 OPTIONS EXPIRE 31/05/2020 INDIRECT 12,702,373ORDINARY SHARES
Class	ORINDARY SHARES
Number acquired	2,000,000
Number disposed	NIL
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation	$0.10 per share
No. of securities held after change	DIRECT 4,741,903 ORDINARY SHARES 1,000,000 $0.20 OPTIONS EXPIRE 31/05/2020 INDIRECT 14,702,373ORDINARY SHARES
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐ back	OFF MARKET CROSSING

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non‐cash, provide details
and an estimated valuation
Interest after change
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Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011