CAPRICORN METALS LTD — Director's Dealing 2017

Dec 26, 2017

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CAPRICORN METALS LTD ABN 84 121 700 105

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	GUY F.M LECLEZIO
Date of last notice	20 APRIL 2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	DIRECT & INDIRECT
Nature of indirect interest	GUY FRANCOIS LECLEZIO <RW SUPERFUND A/C>
(including registered holder)	Trustee & Beneficiary
Note: Provide details of the circumstances giving rise to the
relevant interest.	RUNNING WATER LTD
	Director & Shareholder
Date of change	27 DECEMBER 2017
No. of securities held prior to change	DIRECT
	4,741,903 ORDINARY SHARES
	1,000,000 $0.20 OPTIONS EXPIRE 31/05/2020
	INDIRECT
	14,702,373 ORDINARY SHARES
Class	ORINDARY SHARES
Number acquired	211,474
Number disposed	NIL
Value/Consideration	$0.052 PER SHARE
Note: If consideration is non-cash, provide details and
estimated valuation
No. of securities held after change	DIRECT
	4,847,640 ORDINARY SHARES
	1,000,000 $0.20 OPTIONS EXPIRE 31/05/2020
	INDIRECT
	14,808,110 ORDINARY SHARES
Nature of change	SHAREHOLDER SHARE PURCHASE PLAN
Example: on-market trade, off-market trade, exercise of
options, issue of securities under dividend reinvestment plan,
participation in buy-back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed	N/A
above traded during a+closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade	N/A
to proceed during this period?
If prior written clearance was provided, on what date was this	N/A
provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011