CAPRICORN ENERGY PLC

Major Shareholding Notification • Oct 11, 2022

National Storage Mechanism | Additional information

RNS Number : 4710C

Capricorn Energy PLC

11 October 2022

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

07-Oct-2022

6. Date on which Issuer notified

10-Oct-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.706552	11.920903	17.627455	55539254
Position of previous notification (if applicable)	5.427344	12.029016	17.456360

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		17979773		5.706552
Sub Total 8.A	17979773		5.706552%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	4425818	1.404699
Sub Total 8.B1			4425818	1.404699%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	16/11/2022	N/A	Cash	389	0.000123
Swaps	04/01/2023	N/A	Cash	13469884	4.275171
Swaps	31/01/2023	N/A	Cash	2031	0.000645
Swaps	15/02/2023	N/A	Cash	9454	0.003001
Swaps	03/05/2023	N/A	Cash	10307596	3.271500
Swaps	17/05/2023	N/A	Cash	2418465	0.767590
Swaps	21/10/2022	N/A	Cash	2502814	0.794361
Swaps	31/07/2024	N/A	Cash	291836	0.092625
Swaps	23/10/2023	N/A	Cash	5773	0.001832
Swaps	02/08/2023	N/A	Cash	1808000	0.573836
Swaps	23/01/2023	N/A	Cash	2317421	0.735520
Sub Total 8.B2				33133663	10.516204%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Merrill Lynch International	5.705547	7.656793	13.362340%
Bank of America Corporation	BofA Securities Europe SA
Bank of America Corporation	Bank of America, National Association		4.263141	4.263141%
Bank of America Corporation	BofA Securities, Inc.

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

10-Oct-2022

13. Place Of Completion

United Kingdom

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