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Capri Holdings Ltd — Director's Dealing 2021
Jun 18, 2021
31557_dirs_2021-06-17_2d905b0d-c5b0-41c9-84b7-a61692cb71d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Capri Holdings Ltd (CPRI)
CIK: 0001530721
Period of Report: 2021-06-15
Reporting Person: Hendricks Jenna (SVP, Chief People Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-15 | Ordinary shares, no par value | M | 1441 | — | Acquired | 13175 | Direct |
| 2021-06-15 | Ordinary shares, no par value | F | 551 | $54.83 | Disposed | 12624 | Direct |
| 2021-06-15 | Ordinary shares, no par value | M | 1111 | — | Acquired | 13735 | Direct |
| 2021-06-15 | Ordinary shares, no par value | F | 425 | $54.83 | Disposed | 13310 | Direct |
| 2021-06-15 | Ordinary shares, no par value | M | 5879 | — | Acquired | 19189 | Direct |
| 2021-06-15 | Ordinary shares, no par value | F | 2239 | $54.83 | Disposed | 16950 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-15 | Restricted share units | $0 | M | 1441 | Disposed | Ordinary shares, no par value (1441) | Direct | |
| 2021-06-15 | Restricted share units | $0 | M | 1111 | Disposed | Ordinary shares, no par value (1111) | Direct | |
| 2021-06-15 | Restricted share units | $0 | M | 5879 | Disposed | Ordinary shares, no par value (5879) | Direct | |
| 2021-06-15 | Restricted share units | $0 | A | 27357 | Acquired | Ordinary shares, no par value (27357) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted share units | $0 | Ordinary shares, no par value (5537) | 5537 | Direct | |
| Restricted share units | $0 | Ordinary shares, no par value (2208) | 2208 | Direct | |
| Employee Share Option (right to buy) | $0 | 2021-08-11 | Ordinary shares, no par value (2762) | 2762 | Direct |
Footnotes
F1: Respresents settlement of restricted share units ("RSUs") through the issuance of one ordinary share for each vested RSU.
F2: Represents shares withheld by the Company to cover tax withholding obligations upon vesting.
F3: Immediately exercisable.
F4: The RSUs do not expire.
F5: Granted on June 15, 2018 pursuant to the Capri Holdings Limited Second Amended and Restated Incentive Plan (the "Incentive Plan"). These remaining securities vest 50% each year on June 15, 2021 and 2022, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
F6: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
F7: Granted on June 15, 2020 pursuant to the Incentive Plan. These securities vest 1/3 each year on June 15, 2021, 2022 and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
F8: Granted on June 15, 2021 pursuant to the Incentive Plan. These securities vest 1/3 each year on June 15, 2022, 2023 and 2024, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
F9: Granted on June 17, 2019 pursuant to the Incentive Plan. These remaining securities vest 1/3 each year on June 17, 2021, 2022 and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
F10: Granted on August 1, 2019 pursuant to the Incentive Plan. These remaining securities vest 1/3 each year on August 1, 2021, 2022 and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.