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Capri Holdings Ltd — Director's Dealing 2019
Jun 21, 2019
31557_dirs_2019-06-21_bb7ccb14-a0ab-45b0-b237-549aaf9e968f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Capri Holdings Ltd (CPRI)
CIK: 0001530721
Period of Report: 2019-06-17
Reporting Person: Robinson Cathy Marie (SVP, Chf Ops & Trans Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-17 | Ordinary shares, no par value | M | 1274 | — | Acquired | 28423 | Direct |
| 2019-06-17 | Ordinary shares, no par value | F | 629 | $33.86 | Disposed | 27794 | Direct |
| 2019-06-17 | Ordinary shares, no par value | M | 1002 | — | Acquired | 28796 | Direct |
| 2019-06-17 | Ordinary shares, no par value | F | 495 | $33.86 | Disposed | 28301 | Direct |
| 2019-06-17 | Ordinary shares, no par value | M | 4325 | — | Acquired | 32626 | Direct |
| 2019-06-17 | Ordinary shares, no par value | F | 1486 | $33.86 | Disposed | 31140 | Direct |
| 2019-06-17 | Ordinary shares, no par value | M | 3333 | — | Acquired | 34473 | Direct |
| 2019-06-17 | Ordinary shares, no par value | F | 1145 | $33.86 | Disposed | 33328 | Direct |
| 2019-06-17 | Ordinary shares, no par value | A | 2286 | — | Acquired | 35614 | Direct |
| 2019-06-17 | Ordinary shares, no par value | F | 1072 | $33.86 | Disposed | 34542 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-17 | Restricted share units | $0 | M | 1274 | Disposed | Ordinary shares, no par value (1274) | Direct | |
| 2019-06-17 | Restricted share units | $0 | M | 1002 | Disposed | Ordinary shares, no par value (1002) | Direct | |
| 2019-06-17 | Restricted share units | $0 | M | 4325 | Disposed | Ordinary shares, no par value (4325) | Direct | |
| 2019-06-17 | Restricted share units | $0 | M | 3333 | Disposed | Ordinary shares, no par value (3333) | Direct | |
| 2019-06-17 | Restricted share units | $0 | A | 14767 | Acquired | Ordinary shares, no par value (14767) | Direct | |
| 2019-06-17 | Restricted share units | $0 | A | 17720 | Acquired | Ordinary shares, no par value (17720) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee share option (right to buy) | $47.10 | 2022-06-15 | Ordinary shares, no par value (8608) | 8608 | Direct |
| Employee share option (right to buy) | $49.88 | 2023-06-15 | Ordinary shares, no par value (7252) | 7252 | Direct |
| Employee share option (right to buy) | $34.68 | 2024-06-15 | Ordinary shares, no par value (25818) | 25818 | Direct |
| Employee share option (right to buy) | $67.52 | 2025-06-15 | Ordinary shares, no par value (8167) | 8167 | Direct |
Footnotes
F1: The original Form 4, filed on June 19, 2019, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a grant of restricted share units ("RSUs") in the aggregate amount of 32,487, when in fact, this should have been reported as two separate grants in the amount of 14,767 (vesting pro rata over 4 years) and 17,720 (vesting pro rata over 3 years).
F2: Respresents settlement of RSUs through the issuance of one ordinary share for each vested RSU.
F3: Represents shares withheld by the Company to cover tax withholding obligations upon vesting.
F4: Represents shares acquired upon vesting of performance-based restricted share units.
F5: Immediately exercisable
F6: The RSUs do not expire.
F7: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
F8: Granted on June 15, 2016 pursuant to the Capri Holdings Limited Amended and Restated Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.
F9: Granted on June 15, 2017 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2018, 2019, 2020, and 2021, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.
F10: Granted on June 15, 2018 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2019, 2020, 2021, and 2022, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.
F11: Granted on June 17, 2019 pursuant to the Incentive Plan. These securities vest 25% each year on June 17, 2020, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.
F12: Granted on June 17, 2019 pursuant to the Incentive Plan. These securities vest 1/3 each year on June 17, 2020, 2021 and 2022, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.