CAPRAL LIMITED — Major Shareholding Notification 2021

Apr 19, 2021

Form604

Form 604

Corporations Act 2001 Section 671B Notice of change of interests of substantial holder

To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 15/04/2021 substantial holder on The previous notice was given to the company on 20/02/2020 The previous notice was dated 20/02/2020 The holder became aware on 19/04/2021 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: Mitsubishi UFJ Financial Group, Inc. Capral Limited 004 213 692	To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 15/04/2021 substantial holder on The previous notice was given to the company on 20/02/2020 The previous notice was dated 20/02/2020 The holder became aware on 19/04/2021 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: Mitsubishi UFJ Financial Group, Inc. Capral Limited 004 213 692	To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 15/04/2021 substantial holder on The previous notice was given to the company on 20/02/2020 The previous notice was dated 20/02/2020 The holder became aware on 19/04/2021 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: Mitsubishi UFJ Financial Group, Inc. Capral Limited 004 213 692	To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 15/04/2021 substantial holder on The previous notice was given to the company on 20/02/2020 The previous notice was dated 20/02/2020 The holder became aware on 19/04/2021 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: Mitsubishi UFJ Financial Group, Inc. Capral Limited 004 213 692	To: Company Name/Scheme: ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the 15/04/2021 substantial holder on The previous notice was given to the company on 20/02/2020 The previous notice was dated 20/02/2020 The holder became aware on 19/04/2021 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: Mitsubishi UFJ Financial Group, Inc. Capral Limited 004 213 692
Class of securities	Previous notice		Present notice
	Person’s votes	Voting power(%)	Person’s votes	Voting power(%)
FullyPaid ordinaryshares	48,391,513	9.99%	1,500,126	8.86%

3. Changes in relevant interest

3. Changes in relevant interest	3. Changes in relevant interest	3. Changes in relevant interest	3. Changes in relevant interest	3. Changes in relevant interest	3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Person's votes affected
See annexure A to this notice
4.Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder	Nature of relevant interest	Class and number of securities	Person's votes
Mitsubishi UFJ Financial Group, Inc.	Citicorp Nominees Pty Limited (Australia)	Not Applicable	Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.	1,387,088 Fully paid ordinary shares	1,387,088
Mitsubishi UFJ Financial Group, Inc.	Morgan Stanley Australia Securities (Nominee) Pty Limited	Not Applicable	Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.	113,038 Fully paid ordinary shares	113,038

5. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:	5. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)	Nature of association
Not Applicable.	Not applicable.

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Mitsubishi UFJ Financial Group,Inc.	2-7-1,Marunouchi,Chiyoda-ku,Tokyo 100-8330,Japan

Signature

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Dated 20 April 2020

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Authorised signatory

Page 1

AnnexureA

Annexure A

This is annexure A of 3 pages referred to in Form 604, Notice of change of interest of substantial holder dated 20 April 2021

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Authorised signatory Dated 20 April 2021

Date of change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Person's votes affected
18/02/2020	Mitsubishi UFJ Financial Group,Inc.	~~Purchase of securities by an~~ entity controlled by First Sentier Investors Holdings Pty Limited	61,976.08	421,606 Ordinary shares	421,606
21/02/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	320.74	2,291 Ordinary Shares	2,291
03/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	401.28	3,344 Ordinary Shares	3,344
04/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	332.64	2,772 Ordinary Shares	2,772
05/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	305.52	2,546 Ordinary Shares	2,546
06/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	612.72	5,328 Ordinary Shares	5,328
25/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Limited	226,495.47	2,313,539 Ordinary shares	2,313,539
25/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	256.68	2,884 Ordinary Shares	2,884
25/03/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	374.83	4,119 Ordinary Shares	4,119
09/11/2020	Mitsubishi UFJ Financial Group,Inc.	Share Consolidation undertaken by Capral Limited (Credit)	N/A	3,537,300 Ordinary Shares	3,537,300
13/11/2020	Mitsubishi UFJ Financial Group,Inc.	Share Consolidation undertaken by Capral Limited (Debit)	N/A	1 Ordinary Share	1
13/11/2020	Mitsubishi UFJ Financial Group,Inc.	Share Consolidation by undertaken by Capral Limited (Debit)	N/A	117,909 Ordinary Shares	117,909
16/11/2020	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	159.50	29 Ordinary Shares	29
24/11/2020	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	156.31	29 Ordinary Shares	29
24/02/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	397.32	66 Ordinary Shares	66
25/02/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	389.40	66 Ordinary Shares	66
01/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	970.83	161 Ordinary Shares	161
02/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	19.26	3 Ordinary Shares	3
02/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	1,099.53	171 Ordinary Shares	171
03/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	797.58	126 Ordinary Shares	126
03/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	1,081.20	170 Ordinary Shares	170
04/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,278.40	356 Ordinary Shares	356
05/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,634.76	398 Ordinary Shares	398
08/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,674.56	398 Ordinary Shares	398

Page 2

AnnexureA

09/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	407.48	61 Ordinary Shares	61
09/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,241.09	333 Ordinary Shares	333
10/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	910.00	130 Ordinary Shares	130
10/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	1,807.00	260 Ordinary Shares	260
11/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,665.60	392 Ordinary Shares	392
12/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,156.80	337 Ordinary Shares	337
15/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	642.00	100 Ordinary Shares	100
16/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,507.40	398 Ordinary Shares	398
17/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	1,521.00	234 Ordinary Shares	234
23/03/2021	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	1,248.00	195 Ordinary Shares	195
25/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	1,753.60	274 Ordinary Shares	274
26/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	745.29	117 Ordinary Shares	117
26/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	497.64	78 Ordinary Shares	78
26/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	1,728.98	271 Ordinary Shares	271
29/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	315,992.83	50,156 Ordinary shares	50,156
30/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	16,436.70	2,609 Ordinary shares	2,609
31/03/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	42,429.07	6,788 Ordinary shares	6,788
01/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	53,429.33	8,675 Ordinary shares	8,675
01/04/2021	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	762.60	123 Ordinary Shares	123
06/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	101,524.03	16,396 Ordinary shares	16,396
07/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	51,875.40	8,367 Ordinary shares	8,367
08/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	500.58	81 Ordinary Shares	81
08/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	135.30	22 Ordinary Shares	22
09/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	26,889.40	4,337 Ordinary shares	4,337
09/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	651.90	106 Ordinary Shares	106
12/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	19,766.10	3,214 Ordinary shares	3,214
12/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	648.42	107 Ordinary Shares	107
13/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	654.48	108 Ordinary Shares	108
14/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	35.64	6 Ordinary Shares	6

Page 3

AnnexureA

14/04/2021	Mitsubishi UFJ Financial Group,Inc.	Purchase of securities by an entity controlled by Morgan Stanley	1,798.16	247 Ordinary Shares	247
15/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	596,748.00	99,458 Ordinary shares	99,458
15/04/2021	Mitsubishi UFJ Financial Group,Inc.	Sale of securities by an entity controlled byMorgan Stanley	637.72	107 Ordinary Shares	107

Page 4