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CAPRAL LIMITED Major Shareholding Notification 2021

May 30, 2021

64599_rns_2021-05-30_24e0c516-d544-4a9c-883f-20a60c717285.pdf

Major Shareholding Notification

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Form 604

Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme: CAPRAL LIMITED
ACN/ARSN 004 213 692
1. Details of substantial holder
Name Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A
There was a change in the interests of the 28/05/2021
substantial holder on
The previous notice was given to the company on 11/05/2021
The previous notice was dated 10/05/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

company or scheme are as follows:
Class of securities Previous notice Present notice
Person’s votes Voting power(%) Person’s votes Voting power(%)
Fully Paid ordinary shares 0
0.00

0

0.00
For the Securities (if any) listed below see NOTE 1 at the end of this form
Class of securities Previous notice Present notice
Person’s votes Voting power(%) Person’s votes Voting power(%)
Fully Paid ordinary shares 1,141,355
6.71 See note 1 at the end of this form
916,599
5.39 See note 1 at the end of this
form
Class of securities Previous notice Present notice
GRAND TOTAL Person’s votes Voting power(%) Person’s votes Voting power(%)
1,141,355
6.71

916,599

5.39

1

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

as follows:
Date of
change
Person whose
relevant interest
changed
Nature of change Consideration given in
relation to change
Class and number
of securities
affected
Person's votes
affected
See annexure B to this notice

2

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
Nature of relevant
interest
Class and number
of securities
Person's votes
Colonial First State
Investments Limited (Note
1) ACN 002 348 352
Citibank N A Hong Kong Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the residual power to control the
exercise of the right to vote attached
to securities and/or to control the
exercise of the power to dispose of
securities in its capacity as a
responsible entity of a managed
investment scheme (which managed
investment scheme is not managed by
either Colonial First State Investments
Limited or a related body corporate).
In addition, if any OTC derivatives,
warrants or other securities (other than
ordinary shares or ordinary units (as
applicable)) are referred to below in
this row, the relevant interest in
respect of those securities arises
under subsection 608(8) being a
residual accelerated relevant interest
held in the same capacity. Colonial
First State Investments Limited has
authorised the manager of each such
managed investment scheme to
exercise the powers referred to in
paragraph 608(1)(b) and/or 608(1)(c)
of the Corporations Act 2001 (Cth) in
relation to those securities managed
by the manager to the exclusion of
Colonial First State Investments
Limited except for provisions allowing
Colonial First State Investments
Limited to terminate the agreement
with the manager or to exercise those
powers where the agreement is
terminated.
916,599Fully paid
ordinary shares
916,599
Colonial First State
Investments Limited
ACN 002 348 352
Citibank N A Hong Kong Relevant interest under paragraph
608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a
relevant interest arising from having
the power to control the exercise of
the right to vote attached to securities
and/or to control the exercise of the
power to dispose of securities in its
capacity as a responsible entity of a
managed investment scheme (which
managed investment scheme is
managed by Colonial First Statement
Investments Limited or a related body
corporate). In addition, if any OTC
derivatives, warrants or other
securities (other than ordinary shares
or ordinary units (as applicable)) are
referred to below in this row, the
relevant interest in respect of those
securities arises under subsection
608(8) being an accelerated relevant
interest held in the same capacity.
916,599Fully paid
ordinary shares
916,599

3

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

5. Changes in association

Nature of association

4

The addresses of persons named in this form are as follows:

Name Address Colonial First State Investments Limited ACN 002 348 352 Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

6. Addresses

5

Signature

NOTE 1--(This note is relevant to section 2,3,4 and 5) The relevant interests in these securities:

  • a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group;or

  • b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.

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Dated the 31 day of May 2021

Kristy Huxtable - Company Secretary

6

Annexure A

This is annexure A referred to in Form 604, Notice of change of interest of substantial holder dated 28/05/2021

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Kristy Huxtable

Company Secretary Dated the 31/05/2021

SCHEDULE

AEGIS SECURITISATION NOMINEES PTY LTD AHL HOLDINGS PTY LIMITED AHL INVESTMENTS PTY LTD ASB BANK LIMITED ASB FINANCE LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASKLEPIOS LIMITED AUSSIE CENTRE ADMINISTRATION PTY LIMITED AUSSIE HOME LOANS PTY LIMITED AUSSIEHOMELOANS.COM.AU PTY LTD AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANKWEST FOUNDATION LIMITED BDELTA VESSEL NO 1 PTY LTD BDELTA VESSEL NO 2 PTY LTD BDELTA VESSEL NO 3 PTY LTD BDELTA VESSEL NO 4 PTY LTD BW FINANCIAL ADVICE LIMITED BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS LIMITED CAPITAL 121 PTY LIMITED CBA A319 4624 PTY LIMITED CBA A319 4635 PTY LIMITED CBA A320 4948 PTY LIMITED CBA A320 5156 PTY LIMITED CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD CBA A320 6749 PTY LIMITED CBA A320 AIRCRAFT NO1 PTY LTD CBA A330 1427 Pty Ltd CBA A330 1453 PTY LIMITED CBA A330 1561 PTY LTD CBA AIR A320 2714 PTY LIMITED CBA AIR PTY LTD CBA AIRCRAFT LEASING 2 PTY LTD CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA B738 39822 PTY LIMITED CBA B773 60333 PTY LIMITED CBA CAPTIVE INSURANCE PTE. LTD CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA ES BUSINESS SERVICES PTY LTD CBA EUROPE LIMITED CBA FUNDING (NZ) LIMITED CBA FUNDING HOLDINGS PTY LTD CBA INTERNATIONAL FINANCE PTY. LIMITED CBA INTERNATIONAL FINANCIAL SERVICES LIMITED CBA INVESTMENTS (NO.4) LIMITED CBA ISO CONTAINERS PTY LTD CBA IT LEASING NO 3 PTY LTD CBA MTE RAIL COMPANY PTY LIMITED CBA NEW DIGITAL BUSINESSES PTY LTD CBA NZ HOLDING LIMITED CBA RAIL & TRAM COMPANY PTY LIMITED CBA SAF HOLDING PTY LIMITED CBA SERVICES INTERNATIONAL LIMITED CBA SERVICES PRIVATE LIMITED CBA SOUTHERN SKY PTY LIMITED CBA SPECIALISED FINANCING PTY LIMITED

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CBFC LEASING PTY. LIMITED CBFC PTY LIMITED CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD COLLATERAL LEASING PTY LTD COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL HOLDING COMPANY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK STAFF FOUNDATION LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (EUROPE) N.V. COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED COMMONWEALTH CUSTODIAL SERVICES PTY LTD COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH PRIVATE LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY LIMITED COMSEC NOMINEES PTY LIMITED CREDIT SAVVY PTY LTD CTB AUSTRALIA LIMITED DOSHII CONNECT PTY LTD EAST TOPCO LIMITED ELLAS CONTAINER SHIP COMPANY 1 PTY LIMITED ELLAS CONTAINER SHIP COMPANY 2 PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD GT USD FUNDING PTY LIMITED HOMEPATH PTY LIMITED INVERLOCH LEASING PTY LIMITED INVESTORWEB.COM. PTY LIMITED IWL BROKING SOLUTIONS PTY LIMITED IWL PTY LIMITED MIS FUNDING NO.1 PTY LIMITED MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NEWPORT LIMITED PREFERRED CAPITAL PTY LIMITED PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD PT BANK COMMONWEALTH RELIANCE ACHIEVER PTY LIMITED RESIDENTIAL MORTGAGE GROUP PTY LTD Safe No 27 Pty Ltd SAFE NO1 PTY LTD SAFE NO2 PTY LTD SAFE NO23 PTY LTD SAFE NO24 PTY LTD SAFE NO26 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SECURITISATION ADVISORY SERVICES PTY. LIMITED SECURITISATION MANAGEMENT SERVICES LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED STATE NOMINEES LTD SUPER AND INVESTMENTS MANAGEMENT PTY LIMITED SUPERANNUATION AND INVESTMENTS FINCO PTY LIMITED SUPERANNUATION AND INVESTMENTS HOLDCO PTY LIMITED SUPERANNUATION AND INVESTMENTS MIDCO PTY LIMITED SUPERANNUATION AND INVESTMENTS SERVICES PTY LIMITED T.W. CUSTODIANS LIMITED TANKSTREAM RAIL (BY - 1) PTY LIMITED TANKSTREAM RAIL (BY - 2) PTY LIMITED TANKSTREAM RAIL (BY - 3) PTY LIMITED TANKSTREAM RAIL (BY - 4) PTY LIMITED TANKSTREAM RAIL (SW - 1) PTY LIMITED TANKSTREAM RAIL (SW - 2) PTY LIMITED

8

TANKSTREAM RAIL (SW - 3) PTY LIMITED TANKSTREAM RAIL (SW - 4) PTY LIMITED TANKSTREAM RAIL (VICTORIA) PTY LIMITED THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED VH-VZF PTY LTD VH-VZG PTY LTD VH-VZH PTY LTD WHITECOAT OPERATING PTY LTD

9

Annexure B

This is annexure B referred to in Form 604, Notice of change of interest of substantial holder dated 28/05/2021

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Kristy Huxtable Company Secretary Dated the 31/05/2021

Person's
Person whose relevant interest Consideration given in Class and number of votes
**Date of change ** changed **Nature of change **
relation to change
securities affected affected
Tuesday,11 May2021 Colonial First State Investments
Limited (Note1)ACN002348 352
Sale 152,904.97
20,702 Ordinary shares
20,702
Wednesday,12 May2021 Colonial First State Investments
Limited(Note 1)ACN 002 348 352
Sale 152,928.30
20,706 Ordinary shares
20,706
Thursday,13 May2021 Colonial First State Investments
Limited(Note 1)ACN 002 348 352
Sale 47,199.29
6,496 Ordinary shares
6,496
Friday,14 May2021 Colonial First State Investments
Limited (Note1)ACN002348 352
Sale 31,473.85
4,300 Ordinary shares
4,300
Monday,17 May2021 Colonial First State Investments
Limited (Note1)ACN002348 352
Sale 37,190.06
5,143 Ordinary shares
5,143
Tuesday,18 May2021 Colonial First State Investments
Limited(Note 1)ACN 002 348 352
Sale 167,361.30
23,663 Ordinary shares
23,663
Wednesday,19 May2021 Colonial First State Investments
Limited(Note 1)ACN 002 348 352
Sale 168,178.97
23,952 Ordinary shares
23,952
Thursday,20 May2021 Colonial First State Investments
Limited (Note1)ACN002348 352
Sale 24,848.24
3,546 Ordinary shares
3,546
Monday,24 May2021 Colonial First State Investments
Limited(Note 1)ACN 002 348 352
Sale 4,095.00
585 Ordinary shares
585
Tuesday,25 May2021 Colonial First State Investments
Limited(Note 1)ACN 002 348 352
Sale 8,008.00
1,144 Ordinary shares
1,144
Thursday,27 May2021 Colonial First State Investments
Limited(Note 1)ACN 002 348 352
Sale 276,795.03
39,519 Ordinary shares
39,519
Friday,28 May2021 Colonial First State Investments
Limited (Note1)ACN002348 352
Sale 424,818.00
60,000 Ordinary shares
60,000
Friday,28 May2021 Colonial First State Investments
Limited(Note 1)ACN 002 348 352
Sale 105,870.00
15,000 Ordinary shares
15,000

10