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CAPRAL LIMITED — Major Shareholding Notification 2021
May 31, 2021
64599_rns_2021-05-31_624c052a-a366-4de8-9600-2740c9243b74.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme ACN/ARSN 1. Details of substantial holder Name The previous notice was given to the company on The previous notice was dated The holder became aware There was a change in the interests of the substantial holder on |
27/05/2021 07/05/2021 07/05/2021 31/05/2021 Mitsubishi UFJ Financial Group, Inc Capral Ltd 004 213 692 |
|---|---|
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme, are as follows:
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Class of securities Previous notice Present notice
Person’s votes Voting power Person’s votes Voting power
Fully Paid ordinary shares 1,315,772 7.73% 1,107,774 6.51%
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3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
||
|---|---|---|---|---|---|---|---|
| See Annexure A to this notice |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and number of securities |
Person's votes | |
|---|---|---|---|---|---|---|
| Relevant interest in securities that First Sentier | ||||||
| Investors Holdings Pty Limited has a relevant | ||||||
| Mitsubishi UFJ Financial Group, Inc. |
Citicorp Nominees Pty Limited (Australia) |
Not applicable | interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial |
991,599 | Fully Paid ordinary shares |
991,599 |
| Group, Inc. has voting power of 100% in First | ||||||
| Sentier Investors Holdings Pty Limited. | ||||||
| Relevant interest in securities that Morgan Stanley | ||||||
| Mitsubishi UFJ Financial Group, Inc. |
Morgan Stanley Australia Securities (Nominee) Pty Limited |
Not applicable | has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in |
116,175 | Fully Paid ordinary shares |
116,175 |
| Morgan Stanley. |
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN/ARSN (if applicable) Nature of association Not applicable
6. Addresses
The addresses of persons named in this form are as follows:
Name Address Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Signature
print name capacity Authorised signatory sign here date 01/06/2021
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Annexure A
This is Annexure A of 1 page referred to in Form 604 (Notice of change of interest of substantial holder), signed by me and dated 01/06/2021
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Authorised signatory Dated 01/06/2021
Consideration
Date of change Person whose relevant interest changed Nature of change given in relation Class and number of securities affected Person's votes affected
to change
Sale of securities by an entity
05/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 21,264.27 2,911 [Fully Paid ] 2,911
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
06/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 288,139.73 39,117 [Fully Paid ] 39,117
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
07/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 64,771.16 8,625 [Fully Paid ] 8,625
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
10/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 64,596.69 8,702 [Fully Paid ] 8,702
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
11/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 152,904.97 20,702 [Fully Paid ] 20,702
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
12/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 152,928.30 20,706 [Fully Paid ] 20,706
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
13/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 47,199.29 6,496 [Fully Paid ] 6,496
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
14/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 31,473.85 4,300 [Fully Paid ] 4,300
Holdings Pty Ltd ordinary shares
17/05/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 2,636.70 374 [Fully Paid ] 374
controlled by Morgan Stanley ordinary shares
Sale of securities by an entity
17/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 37,190.06 5,143 [Fully Paid ] 5,143
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
18/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 167,361.30 23,663 [Fully Paid ] 23,663
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
19/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 168,178.97 23,952 [Fully Paid ] 23,952
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
20/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 24,848.24 3,546 [Fully Paid ] 3,546
Holdings Pty Ltd ordinary shares
20/05/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 2,681.00 383 [Fully Paid ] 383
controlled by Morgan Stanley ordinary shares
21/05/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 2,488.44 356 [Fully Paid ] 356
controlled by Morgan Stanley ordinary shares
Sale of securities by an entity
24/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 4,095.00 585 [Fully Paid ] 585
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
25/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 8,008.00 1,144 [Fully Paid ] 1,144
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
27/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 276,795.03 39,519 [Fully Paid ] 39,519
Holdings Pty Ltd ordinary shares
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