Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CAPRAL LIMITED Major Shareholding Notification 2021

May 31, 2021

64599_rns_2021-05-31_624c052a-a366-4de8-9600-2740c9243b74.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To
Company Name/Scheme
ACN/ARSN
1. Details of substantial holder
Name
The previous notice was given to the company on
The previous notice was dated
The holder became aware
There was a change in the interests
of the substantial holder on
27/05/2021
07/05/2021
07/05/2021
31/05/2021
Mitsubishi UFJ Financial Group, Inc
Capral Ltd
004 213 692

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or

an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the

company or scheme, are as follows:

==> picture [505 x 56] intentionally omitted <==

----- Start of picture text -----

Class of securities Previous notice Present notice
Person’s votes Voting power Person’s votes Voting power
Fully Paid ordinary shares 1,315,772 7.73% 1,107,774 6.51%
----- End of picture text -----

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of

the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are

as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change Consideration given in
relation to change
Class and number
of securities
affected
Person's votes
affected
See Annexure A to this notice

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
Nature of relevant
interest
Class and number
of securities
Person's votes
Relevant interest in securities that First Sentier
Investors Holdings Pty Limited has a relevant
Mitsubishi UFJ Financial
Group, Inc.
Citicorp Nominees Pty
Limited (Australia)
Not applicable interest in under section 608(3) of the
Corporations Act as Mitsubishi UFJ Financial
991,599 Fully Paid ordinary
shares

991,599
Group, Inc. has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
Relevant interest in securities that Morgan Stanley
Mitsubishi UFJ Financial
Group, Inc.
Morgan Stanley
Australia Securities
(Nominee) Pty Limited
Not applicable has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
116,175 Fully Paid ordinary
shares

116,175
Morgan Stanley.

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the

substantial holder in relation to voting interests in the company or scheme are as follows:

Page 1

Name and ACN/ARSN (if applicable) Nature of association Not applicable

6. Addresses

The addresses of persons named in this form are as follows:

Name Address Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

print name capacity Authorised signatory sign here date 01/06/2021

Page 2

Annexure A

This is Annexure A of 1 page referred to in Form 604 (Notice of change of interest of substantial holder), signed by me and dated 01/06/2021

==> picture [83 x 23] intentionally omitted <==

==> picture [482 x 444] intentionally omitted <==

----- Start of picture text -----

Authorised signatory Dated 01/06/2021
Consideration
Date of change Person whose relevant interest changed Nature of change given in relation Class and number of securities affected Person's votes affected
to change
Sale of securities by an entity
05/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 21,264.27 2,911 [Fully Paid ] 2,911
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
06/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 288,139.73 39,117 [Fully Paid ] 39,117
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
07/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 64,771.16 8,625 [Fully Paid ] 8,625
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
10/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 64,596.69 8,702 [Fully Paid ] 8,702
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
11/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 152,904.97 20,702 [Fully Paid ] 20,702
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
12/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 152,928.30 20,706 [Fully Paid ] 20,706
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
13/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 47,199.29 6,496 [Fully Paid ] 6,496
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
14/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 31,473.85 4,300 [Fully Paid ] 4,300
Holdings Pty Ltd ordinary shares
17/05/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 2,636.70 374 [Fully Paid ] 374
controlled by Morgan Stanley ordinary shares
Sale of securities by an entity
17/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 37,190.06 5,143 [Fully Paid ] 5,143
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
18/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 167,361.30 23,663 [Fully Paid ] 23,663
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
19/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 168,178.97 23,952 [Fully Paid ] 23,952
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
20/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 24,848.24 3,546 [Fully Paid ] 3,546
Holdings Pty Ltd ordinary shares
20/05/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 2,681.00 383 [Fully Paid ] 383
controlled by Morgan Stanley ordinary shares
21/05/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 2,488.44 356 [Fully Paid ] 356
controlled by Morgan Stanley ordinary shares
Sale of securities by an entity
24/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 4,095.00 585 [Fully Paid ] 585
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
25/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 8,008.00 1,144 [Fully Paid ] 1,144
Holdings Pty Ltd ordinary shares
Sale of securities by an entity
27/05/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 276,795.03 39,519 [Fully Paid ] 39,519
Holdings Pty Ltd ordinary shares
----- End of picture text -----

Page 3