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CAPITAL SOUTHWEST CORP

Regulatory Filings Dec 1, 2021

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40-17G 1 a202140-17g.htm 40-17G html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk Copyright 2021 Workiva Document

Capital Southwest Corporation

5400 Lyndon B. Johnson Freeway, Suite 1300

Dallas, TX 75240

December 1, 2021

VIA EDGAR

U.S. Securities and Exchange Commission

100 F Street, N.E,

Washington, D.C. 20549-0506

Re: Capital Southwest Corporation - Rule 17g-1(g) Fidelity Bond Filing

Ladies and Gentlemen:

On behalf of Capital Southwest Corporation (the "Company"), enclosed herewith for filing, pursuant to Rule 17g-1(g) under the Investment Company Act of 1940, as amended, is a copy of the following materials:

  1. A Certificate of the Secretary of the Company, which attaches a copy of the resolutions of the Board of Directors approving the amount, type, form and coverage of the Fidelity Bond and a statement as to the period for which premiums have been paid; and

  2. A copy of the Fidelity Bond covering the Company.

If you have any questions regarding this submission, please do not hesitate to call me at (214) 238-5700.

Very truly yours,

/s/ Michael S. Sarner

Michael S. Sarner

Chief Financial Officer, Chief Compliance

Officer, Secretary and Treasurer

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