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CAPITAL SOUTHWEST CORP

Regulatory Filings Dec 7, 2018

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40-17G 1 a201840-17g.htm 40-17G html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk 1 Copyright 2018 Workiva Document

Capital Southwest Corporation

5400 Lyndon B. Johnson Freeway, Suite 1300

Dallas, TX 75240

December 7, 2018

VIA EDGAR

U.S. Securities and Exchange Commission

100 F Street, N.E,

Washington, D.C. 20549-0506

Re: Capital Southwest Corporation - Rule 17g-1(g) Fidelity Bond Filing

Ladies and Gentlemen:

On behalf of Capital Southwest Corporation (the "Company"), enclosed herewith for filing, pursuant to Rule 17g-1(g) under the Investment Company Act of 1940, as amended, is a copy of the following materials:

  1. A Certificate of the Secretary of the Company, which attaches a copy of the resolutions of the Board of Directors approving the amount, type, form and coverage of the Fidelity Bond and a statement as to the period for which premiums have been paid; and

  2. A copy of the Fidelity Bond covering the Company.

If you have any questions regarding this submission, please do not hesitate to call me at (214) 238-5700.

Very truly yours,

/s/ Michael S. Sarner

Michael S. Sarner

Chief Financial Officer, Chief Compliance

Officer, Secretary and Treasurer

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