CAPITAL SOUTHWEST CORP

Regulatory Filings • Oct 23, 2013

8-K 1 form8k.htm CAPITAL SOUTHWEST CORPORATION 8-K 10-21-2013 Licensed to: Thomson Reuters Accelus Document created using Disclosure Solutions PROFILE 2.2.3.0 Copyright 1995 - 2013 Thomson Reuters Accelus. All rights reserved.

Anchor UNITED STATES

Anchor SECURITIES AND EXCHANGE COMMISSION

Anchor WASHINGTON, DC 20549

FORM 8‑K

CURRENT REPORT PURSUANT

Anchor TO SECTION 13 OR 15(D) OF THE

Anchor SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): October 21, 2013

Capital Southwest Corporation
(Exact Name of Registrant as Specified in Charter)

Texas
(State or Other Jurisdiction of Incorporation)

814-61	75-1072796
(Commission File Number)	(IRS Employer Identification No.)

Anchor

12900 Preston Road, Suite 700, Dallas, Texas	75230
(Address of Principal Executive Offices)	(Zip Code)

(972) 233-8242
(Registrant’s Telephone Number, Including Area Code)

(Former Name or Former Address, if Changed Since Last Report)

Anchor Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01 Other Events

Anchor On October 21, 2013, the Capital Southwest Corporation (NASDAQ: CSWC) board of directors declared a cash dividend of $0.10 per share of common stock. The dividend is payable on November 29, 2013 to shareholders of record on November 15, 2013. Pursuant to the rules and regulations of the Securities and Exchange Commission, such exhibit and the information set forth therein and herein shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits

Anchor (d) Exhibits

Exhibit No .	Description
99.1	Press Release, dated October 23, 2013.

SIGNATURE

Anchor Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 23, 2013
By:	/s/ Joseph B. Armes
	Name: Joseph B. Armes
	Title: Chief Executive Officer and President