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CAPITAL SOUTHWEST CORP Director's Dealing 2021

Nov 9, 2021

32080_dirs_2021-11-09_79b7b98e-9599-4958-a5e8-d4fe40b8259c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL SOUTHWEST CORP (CSWC)
CIK: 0000017313
Period of Report: 2021-11-09

Reporting Person: Sarner Michael Scott (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-09 Common Stock P 3354.704 $26.828 Acquired 287291.704 Direct

Footnotes

F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.77 to $26.8282, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.