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CAPITAL SOUTHWEST CORP — Director's Dealing 2012
May 22, 2012
32080_dirs_2012-05-22_a1fa3fe2-315d-4d9c-b2a6-8d2a4d0921c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CAPITAL SOUTHWEST CORP (CSWC)
CIK: 0000017313
Period of Report: 2012-05-21
Reporting Person: SCHWERTNER RAY D. (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-21 | Common Stock | M | 300 | $95.79 | Acquired | 746 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-21 | Incentive Stock Option | $95.79 | M | 300 | Acquired | 2020-03-22 | Common Stock (300) | Direct |
Footnotes
F1: Incentive Stock Option vests annually in five equal installments of 1,000 shares each beginning 3/22/2011.
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