CAPITAL ONE FINANCIAL CORP — Director's Dealing 2021

Feb 8, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2021-02-04

Reporting Person: Dean Lia (Pres, Retail Bank & Prem. Card)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-04	Common Stock	A	7892	—	Acquired	31532	Direct

Footnotes

F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.