AI assistant
CAPITAL ONE FINANCIAL CORP — Director's Dealing 2021
Feb 8, 2021
29823_dirs_2021-02-08_f70344c2-681e-45ee-a098-5972dd6a6f9e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2021-02-04
Reporting Person: Sanjiv Yajnik (President, Financial Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-04 | Common Stock | A | 13248 | — | Acquired | 125986 | Direct |
Footnotes
F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2: The number of shares reported as direct holdings reflects the correction of a past understatement of 22 shares arising from an administrative reporting error.
F3: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.