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CAPITAL ONE FINANCIAL CORP Director's Dealing 2021

Feb 8, 2021

29823_dirs_2021-02-08_142cfb3a-fbcc-4937-875f-fa5f5acace00.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2021-02-04

Reporting Person: Borgmann Kevin S. (Senior Advisor to the CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-04 Common Stock A 9159 Acquired 60149 Direct

Footnotes

F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.