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CAPITAL ONE FINANCIAL CORP — Director's Dealing 2021
Feb 17, 2021
29823_dirs_2021-02-17_1e16942d-6dca-4d0b-b13f-7b746dd37ff4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2021-02-15
Reporting Person: Dean Lia (Pres, Retail Bank & Prem. Card)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-15 | Common Stock | F | 471 | $117.75 | Disposed | 31061 | Direct |
| 2021-02-15 | Common Stock | F | 696 | $117.75 | Disposed | 30365 | Direct |
| 2021-02-15 | Common Stock | F | 895 | $117.75 | Disposed | 29470 | Direct |
Footnotes
F1: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.
F2: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.
F3: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.