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CAPITAL ONE FINANCIAL CORP — Director's Dealing 2021
Feb 17, 2021
29823_dirs_2021-02-17_19fa51c2-f4c4-4d77-92b9-a1aee3eb8d5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2021-02-15
Reporting Person: FAIRBANK RICHARD D (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-15 | Common Stock | M | 23147 | — | Acquired | 3645234 | Direct |
| 2021-02-15 | Common Stock | D | 23147 | $109.60 | Disposed | 3622087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-15 | 2018 Restricted Stock Units | $0.0 | M | 23147 | Disposed | 2021-02-15 | Common Stock (23147.0) | Direct |
Footnotes
F1: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
F2: The restricted stock units vested in full on February 15, 2021.
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