CAPITAL ONE FINANCIAL CORP — Director's Dealing 2021

Mar 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2021-03-01

Reporting Person: Sanjiv Yajnik (President, Financial Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	S	4939	$122.41	Disposed	116746	Direct
2021-03-01	Common Stock	S	19108	$123.38	Disposed	97638	Direct
2021-03-01	Common Stock	S	600	$123.96	Disposed	97038	Direct

Footnotes

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.87 to $122.82. Information regarding the number of shares sold at each price will be provided upon request.

F3: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.87 to $123.83. Information regarding the number of shares sold at each price will be provided upon request.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.91 to $124.03. Information regarding the number of shares sold at each price will be provided upon request.