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CAPITAL ONE FINANCIAL CORP Director's Dealing 2021

Mar 5, 2021

29823_dirs_2021-03-05_66b2f18a-d09b-44b4-8de7-b103c953d19c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2021-03-03

Reporting Person: Sanjiv Yajnik (President, Financial Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-03 Common Stock S 14396 $125 Disposed 82642 Direct

Footnotes

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.