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CAPITAL ONE FINANCIAL CORP Director's Dealing 2021

May 10, 2021

29823_dirs_2021-05-10_19c19f5b-603d-4448-8acb-f6889950f28f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2021-05-06

Reporting Person: Locoh-Donou Francois (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-06 Common Stock A 1279 Acquired 6502 Direct

Footnotes

F1: Restricted stock units which vest in their entirety on May 6, 2022 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.