CAPITAL ONE FINANCIAL CORP — Director's Dealing 2021

May 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2021-05-13

Reporting Person: Wassmer Michael J (President, Card)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-13	Common Stock	S	17743	$156.27	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	65747	Direct
Common Stock	26120	Indirect
Common Stock	15	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.22 to $156.34. Information regarding the number of shares sold at each price will be provided upon request.

F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

F3: On May 10, 2021, the reporting person contributed 26,120 shares of Capital One common stock previously owned directly to a grantor retained annuity trust.