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CAPITAL ONE FINANCIAL CORP — Director's Dealing 2014
Jul 28, 2014
29823_dirs_2014-07-28_31b89840-33a0-4f2e-a1b3-cc6748555fc7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CAPITAL ONE FINANCIAL CORP (COF)
CIK: 0000927628
Period of Report: 2014-07-24
Reporting Person: Sanjiv Yajnik (President, Financial Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-24 | Common Stock | M | 7630.0000 | $78.7100 | Acquired | 131243.0000 | Direct |
| 2014-07-24 | Common Stock | S | 7630.0000 | $82.4700 | Disposed | 123613.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-24 | Stock Options | $78.7100 | M | 7630.0000 | Disposed | 2015-03-14 | Common Stock (7630.0000) | Direct |
Footnotes
F1: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F2: This option became exercisable in 1/3 increments beginning on March 15, 2006 and annually thereafter.
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